TCSLib

76 Communication Complexity — Balanced Simulation

76.1 Overview

This module establishes the balanced simulation theorem for deterministic two-party communication protocols: every protocol \(p\) on inputs \(X \times Y\) with output type \(\alpha \) admits a simulation \(q\) with identical run behavior satisfying \(3^{c(q)} \le 2^{c(q)} \cdot (\# \mathrm{leaves}(p))^{2}\), where \(c(q)\) is the communication complexity of \(q\). The proof proceeds by strong induction on the number of leaves, splitting the protocol tree at a balanced subprotocol at each step.

76.2 Declarations

Lemma 76.1 Every protocol has at least one leaf
✓

Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \). Then the number of leaves of \(p\) — that is, the number of output nodes in its tree shape — is strictly positive, and so is at least one.

Let \(p\) be a deterministic two-party communication protocol over input types \(X\) and \(Y\) with output type \(\alpha \). If \(p\) has exactly one leaf, that is, if the number of output nodes of \(p\) equals \(1\), then the communication complexity of \(p\) is \(0\).

Lemma 76.3 Balanced split bound on the squared larger part
✓

Let \(m, n \in \mathbb {N}\) satisfy \(3m \le 2n\) and \(3(n - m) \le 2n\), so that neither of the two parts \(m\) and \(n - m\) exceeds two-thirds of \(n\). Then

\[ 9 \cdot \max \bigl(m^2,\, (n - m)^2\bigr) \le 4 n^2. \]

For every deterministic two-party communication protocol \(p\) over input types \(X\) and \(Y\) with outputs in \(\alpha \), there exists a protocol \(q\) that computes the same function — that is, \(q\) and \(p\) return the same value on every pair of inputs \((x,y)\) — and whose communication complexity \(c(q)\) satisfies

\[ 3^{c(q)} \; \le \; 2^{c(q)} \cdot \ell (p)^{2}, \]

where \(\ell (p)\) denotes the number of leaves (output nodes) of \(p\).

76.3 Additional declarations

Let \(s, p, q_{\mathrm{in}}, q_{\mathrm{out}}\) be deterministic two-party protocols over input types \(X\) and \(Y\) with outputs in \(\alpha \), where \(s\) is a subprotocol of \(p\) with strictly fewer leaves than \(p\). Suppose \(q_{\mathrm{in}}\) computes the same function as \(s\), and \(q_{\mathrm{out}}\) computes the same function as the protocol obtained from \(p\) by pruning \(s\) away. Then the glued protocol CommunicationComplexity.Deterministic.Protocol.testSubprotocol, which first tests whether the inputs reach \(s\) and then runs \(q_{\mathrm{in}}\) or \(q_{\mathrm{out}}\) accordingly, computes the same function as \(p\) on every pair of inputs \((x,y)\).

Lemma 76.6 Arithmetic step of the balanced simulation
✓

Let \(c_{\mathrm{in}}, c_{\mathrm{out}}, m, n \in \mathbb {N}\) satisfy the two inductive bounds \(3^{c_{\mathrm{in}}} \le 2^{c_{\mathrm{in}}} m^2\) and \(3^{c_{\mathrm{out}}} \le 2^{c_{\mathrm{out}}} (n - m)^2\), together with the balance conditions \(3m \le 2n\) and \(3(n - m) \le 2n\). Then, writing \(c = 2 + \max (c_{\mathrm{in}}, c_{\mathrm{out}})\),

\[ 3^{c} \; \le \; 2^{c} \cdot n^2 . \]