TCSLib

50 Communication Complexity — Transcript

50.1 Overview

This module develops the theory of syntactic transcripts for deterministic two-party protocols. A transcript records the complete Boolean message sequence produced by a fixed execution path of a protocol; the module establishes that every transcript’s input set is a combinatorial rectangle, that executing the protocol on a pair \((x,y)\) yields a unique transcript, and that the number of distinct transcripts is at most \(2^{\mathrm{complexity}(p)}\). It also provides the swap and comap transport operations on transcripts, both shown to be injective.

50.2 Declarations

Definition 50.1 Syntactic transcript type
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For a deterministic protocol \(p\) over input types \(X\) and \(Y\) with output type \(\alpha \), the type \(\mathrm{Transcript}(p)\) records the full message sequence of an execution path: a terminal protocol has a single transcript (unit), while a communication node contributes one Boolean bit together with the transcript of the chosen child protocol.

Definition 50.2 Output of a transcript
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Given a syntactic transcript \(t\) of a protocol \(p\), Transcript.output \(t\) returns the output value \(\alpha \) attached to the leaf of the execution path described by \(t\).

Definition 50.3 Input set of a transcript
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For a syntactic transcript \(t\) of \(p\), the input set \(\mathrm{inputSet}(t) \subseteq X \times Y\) is the set of all input pairs \((x, y)\) whose execution of \(p\) follows exactly the path described by \(t\). It is defined recursively: for a terminal protocol it is \(X \times Y\), and for a communication node it is the subset of pairs where the current player’s Boolean function matches the bit recorded in \(t\) and the remaining pair belongs to the child transcript’s input set.

Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \(t\) be a syntactic transcript of \(p\). Then the input set of \(t\) — the set of all input pairs \((x, y) \in X \times Y\) whose execution of \(p\) follows exactly the path recorded by \(t\) — is a rectangle: there exist \(A \subseteq X\) and \(B \subseteq Y\) such that this set equals \(A \times B\).

Definition 50.5 Execute protocol to transcript
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Given a protocol \(p\) and an input pair \(xy \in X \times Y\), Protocol.transcript \(p\) \(xy\) executes \(p\) on \(xy\) and returns the syntactic transcript reached, recording each Boolean message sent along the way.

Theorem 50.6 Every input lies in the input set of its own transcript
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \((x, y) \in X \times Y\) be an input pair. Executing \(p\) on \((x, y)\) yields a syntactic transcript, and the pair \((x, y)\) itself belongs to the input set of that transcript.

Theorem 50.7 Transcript recovered from its input set
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), let \(t\) be a syntactic transcript of \(p\), and let \((x, y) \in X \times Y\) be an input pair. If \((x, y)\) belongs to the input set of \(t\), then executing \(p\) on \((x, y)\) produces exactly the transcript \(t\); that is, \(p.\mathrm{transcript}(x, y) = t\).

Theorem 50.8 Execution agrees with the transcript output
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \((x, y) \in X \times Y\) be an input pair. Running \(p\) on \(x\) and \(y\) produces the same value as first executing \(p\) on \((x,y)\) to obtain its syntactic transcript and then reading off the output value attached to the leaf of that transcript.

Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with outputs in \(\alpha \), and let \((x, y)\) and \((x', y')\) be two input pairs in \(X \times Y\). If executing \(p\) on \((x, y)\) produces the same syntactic transcript as executing \(p\) on \((x', y')\), then \(p\) returns the same output on both inputs: the value obtained by running \(p\) on \((x, y)\) equals the value obtained by running \(p\) on \((x', y')\).

Theorem 50.10 Sum bound from powers of two
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Let \(a\), \(b\), \(c_a\), \(c_b\) be natural numbers with \(a \le 2^{c_a}\) and \(b \le 2^{c_b}\). Then

\[ a + b \le 2^{1 + \max (c_a, c_b)}. \]
Theorem 50.11 Transcript count bounded by communication complexity
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For every deterministic two-party communication protocol \(p\) with input types \(X\) and \(Y\) and output type \(\alpha \), the number of syntactic transcripts of \(p\) is at most \(2\) raised to its communication complexity:

\[ \left\lvert \mathrm{Transcript}(p)\right\rvert \le 2^{\mathrm{complexity}(p)}. \]
Definition 50.12 Transcript swap
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Given a syntactic transcript \(t\) of \(p\), transcriptSwap \(t\) is the corresponding transcript of the swapped protocol \(p.\mathrm{swap}\) (where Alice and Bob exchange roles), obtained by preserving the Boolean message sequence while reinterpreting each node as the opposite player.

Theorem 50.13 Injectivity of the transcript swap
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \(p'\) be the role-swapped protocol obtained by exchanging the roles of Alice and Bob throughout \(p\). The transcript-swap map, which sends each syntactic transcript of \(p\) to its corresponding transcript of \(p'\) by preserving the Boolean message sequence while reinterpreting each communication node as the opposite player, is injective: distinct transcripts of \(p\) are sent to distinct transcripts of \(p'\).

Theorem 50.14 Role swap commutes with transcript computation
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob), and let \(x \in X\) and \(y \in Y\) be inputs. Running \(p\) on the pair \((x,y)\) produces a syntactic transcript, and applying the transcript-swap operation to it — reinterpreting each communication node as the opposite player while preserving the Boolean message sequence — yields exactly the transcript obtained by running the role-swapped protocol (in which Alice and Bob exchange roles) on the reversed pair \((y,x)\).

Given maps \(f_X : X' \to X\) and \(f_Y : Y' \to Y\) and a syntactic transcript \(t\) of \(p\), transcriptComap \(p\) \(f_X\) \(f_Y\) \(t\) is the corresponding transcript of the pulled-back protocol \(p.\mathrm{comap}(f_X, f_Y)\), obtained by preserving the Boolean message sequence while re-routing through the input maps.

Theorem 50.16 Injectivity of the transcript pull-back
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \(f_X : X' \to X\) and \(f_Y : Y' \to Y\) be maps on the input spaces. Consider the pulled-back protocol over \(X' \times Y'\) obtained by pre-composing every message function of \(p\) with \(f_X\) or \(f_Y\) as appropriate. Then the map that sends each syntactic transcript of \(p\) to the corresponding transcript of this pulled-back protocol — preserving the sequence of Boolean messages while re-routing through the input maps — is injective.

Theorem 50.17 Pull-back commutes with transcript execution
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Let \(p\) be a deterministic two-party communication protocol over input types \(X\) (Alice) and \(Y\) (Bob) with output type \(\alpha \), and let \(f_X : X' \to X\) and \(f_Y : Y' \to Y\) be functions; write \(p'\) for the pulled-back protocol over \(X' \times Y'\) obtained by pre-composing each of Alice’s and Bob’s message functions with \(f_X\) and \(f_Y\) respectively. Then for every \(x' \in X'\) and \(y' \in Y'\), running \(p\) on the pair \((f_X(x'), f_Y(y'))\) to obtain its syntactic transcript and then re-routing that transcript through \(f_X\) and \(f_Y\) into a transcript of \(p'\) yields exactly the syntactic transcript produced by running \(p'\) directly on \((x', y')\).

50.3 Additional declarations

Theorem 50.18 Fibrewise injectivity on Boolean sigma types
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Let \(\beta , \gamma : \{ \mathrm{false}, \mathrm{true}\} \to \mathrm{Type}\) be two Boolean-indexed families of types and let \(g_b : \beta _b \to \gamma _b\) be a map for each \(b \in \{ \mathrm{false}, \mathrm{true}\} \). If every \(g_b\) is injective, then the map \(\Sigma _b\, \beta _b \to \Sigma _b\, \gamma _b\) sending \((b, t)\) to \((b, g_b(t))\) — which keeps the Boolean index and applies the family fibrewise — is injective.