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4 Entropy and Asymptotic Bounds

4.1 Overview

This chapter develops the asymptotic relationship between Hamming ball sizes and the \(q\)-ary entropy function \(H_q\), and provides the key binomial lower bound used in the Gilbert–Varshamov argument.

4.2 Asymptotic upper bound on ball size

Theorem 4.1 Entropy upper bound on Hamming balls

For \(0\lt p\le 1-1/q\) and \(q=|\alpha |\),

\[ |B_{\lfloor np\rfloor }(c)| \; \le \; q^{H_q(p)\, n}. \]

4.3 Entropy algebra lemmas

Lemma 4.2 Simplifying \(q^{H_q(p)}\)

For \(q\ge 2\) and \(0\lt p\lt 1\),

\[ q^{H_q(p)} \; =\; (q-1)^p\, p^{-p}\, (1-p)^{-(1-p)}. \]
Lemma 4.3 Same identity, alternate exponentiation

Variant using a different exponentiation operator.

4.4 Analytic helpers

Lemma 4.4 Square-root/floor inequality

For \(x\ge 0\),

\[ \sqrt{x} - \sqrt{\lfloor x\rfloor } \; \le \; 1. \]

4.5 Stirling-based binomial lower bound

Lemma 4.5 Asymptotic lower bound on binomial term

For \(0\lt p\lt 1\) and \(q\ge 2\), eventually

\[ \tbinom {n}{\lfloor np\rfloor }(q-1)^{pn} \; \ge \; q^{H_q(p)\, n - \varepsilon (n)}, \quad \varepsilon (n) = o(n). \]

4.6 Positivity of \(q\)-ary entropy

Theorem 4.6 Positivity of \(q\)-ary entropy
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For \(q=|\alpha |\) and \(0\lt p\le 1-1/q\),

\[ H_q(p) \; \gt \; 0. \]